Analysing the impact of changes made to the FCA client assets (CASS) protection rules for investment firms.
Banking Banana Skins 2014 is sponsored by PwC and conducted by the Centre of the Study of Financial Innovation to explore what risks bankers worldwide are facing in the current climate and how they prioritise them.
Future shape of banking outlines four key areas banks need to address in order to remain relevant, as we argue that the future of banking will look very different to what we see today.
PwC’s Banking 2020 report aims to provide insights and understanding into the future of the retail banking industry, which are critical not only to your actions today, but your plans for the future.
The European Banking Authority (EBA) published Guidelines on significant credit risk transfers (SRTs) on 7 July 2014
On 17 December 2013 the European Banking Authority (EBA) published its final draft Regulatory Technical Standards (RTS) on securitisation retention rules and its final draft Implementing Technical Standards (ITS) on measures to take in case of non-compliance with retention rules relating to Articles 405 to 409, Capital Requirements Regulation (CRR).
The FCA has fundamentally revamped its Client Assets regime (CASS), marking the most significant policy shift in recent years. The new rules should go a considerable way to enhance confidence in UK financial markets.
Basel III and beyond: Stretched to the limit: Dealing with the implications of the NSFR
This is the second of our monthly ‘temperature checks’ of key current topics, following on from our stress testing survey published in January.
The bar for regulatory stress testing continues to rise as banks are required to deliver more information, in tighter timelines and with greater senior management and board involvement.
Basel Committee brushes up leverage and liquidity rules
The FCA published The FCA Data Strategy – How we will manage and use the data we collect on 4 September 2013. The strategy outlines the FCA’s principles for requesting information from firms and using that information to meet its objectives.
The Financial Services Compensation Scheme (FSCS) published two responses to their funding consultation on 5 September 2013.
On 17 December 2013 the European Banking Authority its final draft Regulatory Technical Standards (RTS) on securitisation retention rules and its final draft Implementing Technical Standards (ITS) on measures to take in case of non-compliance with retention rules relating to Articles 405 to 409, CRR.
The FCA published FG14/1: Supervising retail investment advice: inducements and conflicts of interest on 16 January 2014. The FCA has tightened the interpretation of existing inducements and conflicts of interest rules , following its 2013 thematic review, which identified failings in firms’ compliance with RDR inducement rules.