Banking and capital markets publications

ESMA consults on changes to EMIR transaction reporting rules

ESMA is consulting to amend core EMIR reporting rules to improve reporting quality.
[27-11-2014]


The global trend towards fee transparency/abolishing commission in favour of fees

The global trend towards fee transparency/abolishing commission in favour of fees
[22-11-2014]


Pulling the recovery and resolution trigger

This Briefing focus on how the EBA defines the triggers for early intervention and the circumstances when a firm is failing or likely to fail.
[18-11-2014]


Asset Management Outsourcing - Webcast

Principles to guide the industry towards practical solutions to address the key concerns raised by the FCA
[11-11-2014]


HMT leverages up FPC powers

Her Majesty's Treasury (HMT) proposed to grant the Financial Policy Committee (FPC) powers of direction over the leverage ratio on 7 November 2014 which the FPC had requested in its review of the leverage ratio. HMT has approved the request and intends to grant the FPC new powers of direction over the Prudential Regulation Authority (PRA).
[08-11-2014]


Ring-fencing: posts erected, panels to follow

PRA consultation paper on ring-fencing rules moves the topic towards the top of banks’ agendas.
[21-10-2014]


Ring-fencing: posts erected, panels to follow

PRA consultation paper on ring-fencing rules moves the topic towards the top of banks’ agendas.
[21-10-2014]


EBA defines role-based allowances

The EBA published the findings of its investigation into role-based remuneration allowances on 15 October 2014.
[14-10-2014]


Payment Systems Regulated

HMT listed the eight payment systems to be regulated by the new Payment Systems Regulator (PSR) on 14 October 2014.
[13-10-2014]


FSB discourages excess leverage

The FSB proposed a regulatory framework for haircuts on non-centrally cleared Securities Financing Transactions (SFT's) on 14 October 2014.
[13-10-2014]


European Liquidity Coverage Ratio (LCR) finalised

European LCR finalised
[09-10-2014]


Strengthening accountability in banking: what it means for you

PwC Webcast – 16 September – 3pmStrengthening accountability in banking: what it means for you. FCA
[01-09-2014]


Client Assets (CASS): can firms comply on 1 July?

Analysing the impact of changes made to the FCA client assets (CASS) protection rules for investment firms.
[11-08-2014]


Senior Managers and Certification Regimes

The FCA and PRA jointly consulted on Strengthening accountability in banking: a new regulatory framework for individuals on 30 July 2014.
[29-07-2014]


Banking Banana Skins 2014

Banking Banana Skins 2014 is sponsored by PwC and conducted by the Centre of the Study of Financial Innovation to explore what risks bankers worldwide are facing in the current climate and how they prioritise them.
[23-07-2014]