Banking and capital markets publications

Power your way to peak performance

How energy suppliers can turn customer complaints into competitive advantage
[14-12-2014]


ESMA consults on changes to EMIR transaction reporting rules

Following the start of the European Market and Infrastructure Regulation (EMIR) transaction reporting in February, trade repositories are receiving unprecedented volumes of transaction reports.
[10-12-2014]


Maintaining the Lending Code

On 4 December 2014 the Lending Standards Board (LSB) appointed Professor Russell Griggs to conduct an independent review of the Lending Code.
[03-12-2014]


The global trend towards fee transparency/abolishing commission in favour of fees

The global trend towards fee transparency/abolishing commission in favour of fees
[22-11-2014]


Asset Management Outsourcing - Webcast

Principles to guide the industry towards practical solutions to address the key concerns raised by the FCA
[11-11-2014]


HMT leverages up FPC powers

Her Majesty's Treasury (HMT) proposed to grant the Financial Policy Committee (FPC) powers of direction over the leverage ratio on 7 November 2014 which the FPC had requested in its review of the leverage ratio. HMT has approved the request and intends to grant the FPC new powers of direction over the Prudential Regulation Authority (PRA).
[08-11-2014]


Ring-fencing: posts erected, panels to follow

PRA consultation paper on ring-fencing rules moves the topic towards the top of banks’ agendas.
[21-10-2014]


Ring-fencing: posts erected, panels to follow

PRA consultation paper on ring-fencing rules moves the topic towards the top of banks’ agendas.
[21-10-2014]


EBA defines role-based allowances

The EBA published the findings of its investigation into role-based remuneration allowances on 15 October 2014.
[14-10-2014]


Payment Systems Regulated

HMT listed the eight payment systems to be regulated by the new Payment Systems Regulator (PSR) on 14 October 2014.
[13-10-2014]


FSB discourages excess leverage

The FSB proposed a regulatory framework for haircuts on non-centrally cleared Securities Financing Transactions (SFT's) on 14 October 2014.
[13-10-2014]


European Liquidity Coverage Ratio (LCR) finalised

European LCR finalised
[09-10-2014]


Strengthening accountability in banking: what it means for you

PwC Webcast – 16 September – 3pmStrengthening accountability in banking: what it means for you. FCA
[01-09-2014]


Client Assets (CASS): can firms comply on 1 July?

Analysing the impact of changes made to the FCA client assets (CASS) protection rules for investment firms.
[11-08-2014]


Senior Managers and Certification Regimes

The FCA and PRA jointly consulted on Strengthening accountability in banking: a new regulatory framework for individuals on 30 July 2014.
[29-07-2014]