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UK Financial Services Regulatory Focus - Winter 2004/05

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January 2005

This quarterly newsletter provides up-to-date and authoritative insights on the regulatory issues impacting the UK financial services industry.

This edition includes the following articles

  • Review of the listing regime and implementation of the prospectus directive
  • International Financial Reporting Standards - the picture emerges
  • Home-host supervisory issues and the influence of Basel II
  • Client money: IFRS and FSA rules
  • Treating customers fairly
  • Regulatory and financial reporting for life insurers
  • The new pensions regulator

 

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