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UK Financial Services Regulatory Focus Spring 2009

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This edition includes the following articles:

  • The credit crunch and lessons for Basel II
  • Liquidity risk: Strengthening liquidity standards, but at what cost?
  • CPO8/24 Stress and scenario testing
  • Corruption now on the FSA’s Financial Crime Agenda
  • All power to the regulator?
  • Extending the FSA’s SYSC requirements to include firms not currently covered by MiFiD:  What actions should affected firms be taking?
  • Banking Conduct of Business: FSA regulation of retail banking products
  • Approval for final UCITS IV detail by European Parliament
  • Credit Rating Agencies:  The end of the beginning for retail distribution
  • Retail Distribution Review (RDR):  The end of the beginning for retail distribution
  • Strengthening governance standards
  • European update:  Calls for revamped supervisory systems in the EU grow
  • Spring 2009:  Technical round-up


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Kerry Jarvie
    +44 (0) 207 804 3676

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