The EBA published a discussion paper on 4 November 2016 on a new prudential regime for investment firms. It argues a specific prudential regime should be designed for non-systemic investment firms. The EBA proposes introducing a capital regime based on the risks firms pose to customers and to market integrity and liquidity.
The At a glance analysis below explains next steps and what firms need to do in response.
EBA consults on the new prudential regime for investment firms
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