Investment Bank - Vendor Assurance Reviews

Client Issue

An investment bank required annual assurance reviews of third party vendor vetting processes and procedures for a global investment bank.

PwC approach

We set up a skilled team to run the review programme for the client.

These large scale reviews involve working across multiple territories and third parties globally (including APAC, Europe and the US) to scope, plan, schedule, and carry out the reviews and quality assurance of same, alongside reporting directly back to the client within tight timeframes. 

Outcome and benefit to client

We were able to run the programme utilising our skilled and experienced staff - and purpose built workflows - taking away delivery effort from our client. 

Contact us

Lyn Trimble Carson

Lyn Trimble Carson

Director, Compliance Testing, PwC United Kingdom

Tel: +44 (0)7718 864880

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