The FCA published its fourth consultation on implementing MiFID II on 16 December 2016. Broadly, the consultation deals with technical changes to the FCA’s Handbook that weren’t covered in previous MiFID II consultations. It also covers guidance on transaction reporting and trading venues’ use of approved reporting mechanisms, as well as changes to the FCA’s perimeter guidance.
The one-page analysis below explains what the FCA is consulting on and what this means for affected firms.
FCA issues fourth consultation implementing MiFID II
Cheryl McGee Wallace
Manager, FSRR Centre of Excellence
Tel: +44 (0)20 7212 6983
Tel: +44 (0)20 7213 4631