Understanding regulatory developments

PwC’s Financial Services Risk and Regulation Centre of Excellence

PwC’s Financial Services Risk and Regulation Centre of Excellence is a dedicated team of experts who will keep you up to date on the emerging risks, regulatory changes, technical issues and hot topics impacting UK financial services firms.

We scan the regulatory horizon and actively engage in dialogue with clients, regulators and industry bodies to bring you insights about the changing landscape and its impact on your business. Our monthly publication on regulatory developments, Being Better Informed, will help to keep you on top of what’s happening.

Regulatory issues

SM&CR for insurers: The regulators release near-final rules

The PRA and FCA have confirmed that they intend to implement the Senior Managers & Certification Regime (SM&CR) broadly using the rules set out in their previous consultations. The regulators have published near-final rules, feedback on their earlier consultations and a guide for insurers to the new regime, which is effective from 10 December 2018.

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Amanda Rowland
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