Being better informed: September 2019

August brought the usual summer slowdown in regulatory developments, but there were nonetheless noteworthy updates on Basel III, PSD2 and the SM&CR in particular.

In this edition of Being better informed, we report on these recent updates and more. We also take an in-depth look at solo-regulated firms’ preparations for the rollout of the SM&CR, with a particular focus on the challenges presented by the Certification Regime and Conduct Rules.

Download this month’s edition of Being better informed to catch up on all the latest regulatory developments.

Download Being better informed: September 2019

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