Being better informed: September 2019

August brought the usual summer slowdown in regulatory developments, but there were nonetheless noteworthy updates on Basel III, PSD2 and the SM&CR in particular.

In this edition of Being better informed, we report on these recent updates and more. We also take an in-depth look at solo-regulated firms’ preparations for the rollout of the SM&CR, with a particular focus on the challenges presented by the Certification Regime and Conduct Rules.

Download this month’s edition of Being better informed to catch up on all the latest regulatory developments.


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