Compliance Testing

Operate's testing and monitoring solutions can make sure your critical functions, processes and operations are compliant and meeting business objectives.

Compliance with constantly evolving regulation is becoming more of a burden. The cost of running complex processes and high-volume work is increasing, and the financial and reputational cost of getting it wrong has never been higher.
Operate's technically skilled team provide operational testing services to scale. We combine our regulatory, risk and compliance expertise with operational and process improvement know-how, supported by market leading technology to help keep you compliant.

Testing and Ongoing Monitoring

Our teams are experienced in providing testing and ongoing monitoring services, working across the three lines of defence, providing quality assurance to clients over critical functions, processes and operations.

We can provide burst support or help clients run their testing programmes as a BAU operation.

View Case Study

Technology Risk and Controls

We can run operational programmes that help clients with risk assessments and controls over IT systems and infrastructure. Our skilled teams have experience in supporting clients with large scale remediation programmes over ‘grey IT’ and helping to implement and test IT general control frameworks. Supported by our bespoke technology workflow and reporting solution, with built-in AI capabilities, we can manage the end-to-end process supporting effective ongoing operational and risk management.

View Case Study

Third party risk and vendor assessments

Our teams can run assessment programmes to help manage risk around third party service providers and vendors. Our teams are experienced in client outreach and working with third parties on behalf of our clients. We use a bespoke technology solution that incorporates a secure outreach assessment function that can be tailored to meet your needs, data repository and MI to provide full visibility and audit tracking.

View Case Study

Methodologies

Assurance and Audit Testing, Prince 2, Agile, Perform

Certificates

ACA, CFAB, CISA, CIA

Technologies

Assurance technology & automation, Case management & outreach workflows, Seal Contract Review, Tableau

Contact us

Lyn Trimble Carson

Director, Compliance Testing, PwC United Kingdom

Tel: +44 (0)7718 864880

Follow us